Liquidnet is making publicly available copies of the most recent restated Form ATSs for its Negotiation and H2O ATSs. The publicly available copies of the filings include the exhibits to the Form ATSs but exclude the annexes referenced in the exhibits to the Form ATSs. Going forward, Liquidnet intends to make publicly available future restatements of its Form ATSs but not Form ATS amendments that do not restate the then-current Form ATSs. It is Liquidnet’s current practice to file a restated Form ATS for each ATS on approximately a quarterly basis.
Liquidnet fully supports the Investment Protection Principles made effective July 1, 2002, by the states of North Carolina and New York and has adopted these principles as they apply to Liquidnet's business
Liquidnet’s monthly order execution reports, in accordance with the Securities and Exchange Commission (SEC) Rule 605, are listed below. Please note, all order execution statistics herein include executions within the Liquidnet Negotiation ATS resulting from negotiated terms agreed by members.
On an quarterly basis Liquidnet Europe Limited (LNEL) is required under the requirements of Regulated Technical Standard 27 (“RTS 27”) of MiFID II to provide disclosures around the trades executed on its trading venues and the quality of their execution.
On an annual basis Liquidnet Europe Limited (LNEL) are required under the requirements of Regulated Technical Standard 28 and Delegated Acts, Article 65 of MiFID II to provide additional disclosures around the execution venues and brokers utilised for each asset class and certain information on the quality of execution.
*Some information or offerings may not be applicable to specific regions, due to solutions or services not being offered in those regions and/or where information is not relevant for a particular market. Please contact us for further information.
** NYSE Group and Nasdaq volume in all stocks traded, June 30, 2018.