SEC Rule 606 - Required Report on Routing of Customer Orders
In accordance with Rule 606 of the SEC’s Regulation NMS, Liquidnet's most recent quarterly report on routing of customer orders is provided below.
In accordance with Rule 606 of the SEC’s Regulation NMS, Liquidnet's quarterly reports on routing of customer orders are provided below. Starting in 2020, reports are not provided for periods during which Liquidnet qualifies for the de minimus exemption from reporting of non-directed, held orders.
2019: Q1 Q2 Q3 Q4