Monthly Order Execution Reports

In accordance with Rule 605 of the SEC’s Regulation NMS, the monthly order execution reports for the Liquidnet Negotiation ATS (LQNT) and the Liquidnet H2O ATS (LQNA) are provided below:

LQNT 605 SEPTEMBER 2019

LQNA 605 SEPTEMBER 2019

LQNT 605 AUGUST 2019

LQNA 605 AUGUST 2019

LQNT 605 JULY 2019

LQNA 605 JULY 2019

LQNT 605 JUNE 2019

LQNA 605 JUNE 2019

LQNT 605 MAY 2019

LQNA 605 MAY 2019

LQNT 605 APRIL 2019

LQNA 605 APRIL 2019